chore(financials-v2): add statement backfill script and docs

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2026-03-02 09:34:55 -05:00
parent cf6f26fa15
commit 36c4ed2ee2
3 changed files with 274 additions and 0 deletions

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import { and, asc, eq, gt, gte, inArray } from 'drizzle-orm';
import type { Filing } from '@/lib/types';
import { db } from '@/lib/server/db';
import { filing } from '@/lib/server/db/schema';
import {
getFilingStatementSnapshotByFilingId,
upsertFilingStatementSnapshot
} from '@/lib/server/repos/filing-statements';
import { hydrateFilingStatementSnapshot } from '@/lib/server/sec';
const FINANCIAL_FORMS = ['10-K', '10-Q'] as const;
const PAGE_SIZE = 200;
const REQUEST_DELAY_MS = 120;
type FinancialForm = (typeof FINANCIAL_FORMS)[number];
type FilingRow = {
id: number;
ticker: string;
cik: string;
accessionNumber: string;
filingDate: string;
filingType: FinancialForm;
filingUrl: string | null;
primaryDocument: string | null;
metrics: Filing['metrics'];
updatedAt: string;
};
type ScriptOptions = {
apply: boolean;
ticker: string | null;
window: '10y' | 'all';
limit: number | null;
refresh: boolean;
};
type ScriptSummary = {
scanned: number;
wouldWrite: number;
written: number;
skippedFresh: number;
failed: number;
};
function tenYearsAgoIso() {
const date = new Date();
date.setUTCFullYear(date.getUTCFullYear() - 10);
return date.toISOString().slice(0, 10);
}
function parseOptions(argv: string[]): ScriptOptions {
const options: ScriptOptions = {
apply: false,
ticker: null,
window: '10y',
limit: null,
refresh: false
};
for (const arg of argv) {
if (arg === '--apply') {
options.apply = true;
continue;
}
if (arg === '--refresh') {
options.refresh = true;
continue;
}
if (arg.startsWith('--ticker=')) {
const raw = arg.slice('--ticker='.length).trim();
options.ticker = raw ? raw.toUpperCase() : null;
continue;
}
if (arg.startsWith('--window=')) {
const raw = arg.slice('--window='.length).trim();
if (raw === '10y' || raw === 'all') {
options.window = raw;
}
continue;
}
if (arg.startsWith('--limit=')) {
const parsed = Number(arg.slice('--limit='.length));
if (Number.isFinite(parsed) && parsed > 0) {
options.limit = Math.trunc(parsed);
}
continue;
}
if (arg === '--help' || arg === '-h') {
printUsage();
process.exit(0);
}
}
return options;
}
function printUsage() {
console.log(
[
'Backfill filing statement snapshots (Financial Statements V2).',
'',
'Usage:',
' bun run scripts/backfill-filing-statements.ts [--apply] [--ticker=SYMBOL] [--window=10y|all] [--limit=N] [--refresh]',
'',
'Flags:',
' --apply Persist snapshots. Without this flag, script runs in dry-run mode.',
' --ticker=SYMBOL Restrict to a single ticker (e.g. AAPL).',
' --window=... History window. Defaults to 10y.',
' --limit=N Stop after N filings are scanned.',
' --refresh Rehydrate even when snapshot appears fresh.',
' --help, -h Show help.'
].join('\n')
);
}
async function loadFilings(options: ScriptOptions): Promise<FilingRow[]> {
const rows: FilingRow[] = [];
const threshold = tenYearsAgoIso();
let cursor = 0;
for (;;) {
const conditions = [
inArray(filing.filing_type, [...FINANCIAL_FORMS]),
gt(filing.id, cursor)
];
if (options.ticker) {
conditions.push(eq(filing.ticker, options.ticker));
}
if (options.window === '10y') {
conditions.push(gte(filing.filing_date, threshold));
}
const page = await db
.select({
id: filing.id,
ticker: filing.ticker,
cik: filing.cik,
accessionNumber: filing.accession_number,
filingDate: filing.filing_date,
filingType: filing.filing_type,
filingUrl: filing.filing_url,
primaryDocument: filing.primary_document,
metrics: filing.metrics,
updatedAt: filing.updated_at
})
.from(filing)
.where(and(...conditions))
.orderBy(asc(filing.id))
.limit(PAGE_SIZE);
if (page.length === 0) {
break;
}
for (const row of page) {
if (row.filingType !== '10-K' && row.filingType !== '10-Q') {
continue;
}
rows.push({
id: row.id,
ticker: row.ticker,
cik: row.cik,
accessionNumber: row.accessionNumber,
filingDate: row.filingDate,
filingType: row.filingType,
filingUrl: row.filingUrl,
primaryDocument: row.primaryDocument ?? null,
metrics: row.metrics,
updatedAt: row.updatedAt
});
if (options.limit && rows.length >= options.limit) {
return rows;
}
}
cursor = page[page.length - 1]?.id ?? cursor;
}
return rows;
}
async function runBackfill(options: ScriptOptions): Promise<ScriptSummary> {
const rows = await loadFilings(options);
const summary: ScriptSummary = {
scanned: 0,
wouldWrite: 0,
written: 0,
skippedFresh: 0,
failed: 0
};
console.log(`[backfill-filing-statements] mode=${options.apply ? 'apply' : 'dry-run'} window=${options.window} filings=${rows.length}`);
if (options.ticker) {
console.log(`[backfill-filing-statements] ticker=${options.ticker}`);
}
for (const [index, row] of rows.entries()) {
summary.scanned += 1;
console.log(`[backfill-filing-statements] [${index + 1}/${rows.length}] ${row.ticker} ${row.filingType} ${row.filingDate} ${row.accessionNumber}`);
const existing = await getFilingStatementSnapshotByFilingId(row.id);
const isFresh = existing && Date.parse(existing.updated_at) >= Date.parse(row.updatedAt);
if (isFresh && !options.refresh) {
summary.skippedFresh += 1;
continue;
}
try {
const snapshot = await hydrateFilingStatementSnapshot({
filingId: row.id,
ticker: row.ticker,
cik: row.cik,
accessionNumber: row.accessionNumber,
filingDate: row.filingDate,
filingType: row.filingType,
filingUrl: row.filingUrl,
primaryDocument: row.primaryDocument,
metrics: row.metrics
});
summary.wouldWrite += 1;
if (options.apply) {
await upsertFilingStatementSnapshot(snapshot);
summary.written += 1;
}
} catch (error) {
summary.failed += 1;
const reason = error instanceof Error ? error.message : 'unknown error';
console.error(`[backfill-filing-statements] failed for ${row.accessionNumber}: ${reason}`);
}
await Bun.sleep(REQUEST_DELAY_MS);
}
return summary;
}
async function main() {
const options = parseOptions(process.argv.slice(2));
const startedAt = Date.now();
try {
const summary = await runBackfill(options);
const durationSec = ((Date.now() - startedAt) / 1000).toFixed(1);
console.log('[backfill-filing-statements] summary');
console.log(` scanned=${summary.scanned}`);
console.log(` wouldWrite=${summary.wouldWrite}`);
console.log(` written=${summary.written}`);
console.log(` skippedFresh=${summary.skippedFresh}`);
console.log(` failed=${summary.failed}`);
console.log(` durationSeconds=${durationSec}`);
} catch (error) {
const message = error instanceof Error ? error.message : 'Unknown backfill failure';
console.error(`[backfill-filing-statements] fatal: ${message}`);
process.exitCode = 1;
}
}
void main();